Following a five day on-site audit by Lloyd’s Register, the Information Security Management System (ISMS) which forms the basis for the Data Safe Haven facility for University of Edinburgh researchers has been officially certified to the ISO/IEC 27001:2013 standard. In a few weeks we will receive a certificate from UKAS (United Kingdom Accreditation Service).
The Data Safe Haven (DSH) team, comprised of members of Research Data Support in L&UC and Research Services in ITI, and with input from the Information Security team and external consultants, has been working toward certification since 2016. The system, designed by ITI’s Stephen Giles, has been extensively and successfully ‘white box penetration tested’ by external experts, one of the many forms of proof provided to the auditor. (White box means the testers were given access to certain layers of the system, as opposed to a black box test where they are not.)
In addition to infrastructure, a proper ISMS is made up of people who perform roles and manage procedures, based on organisational policies. The Research Data Support team work with research project staff to ensure their practices comply with our standard operating procedures. The ISMS is made up of all the controls needed to ensure that it is sensibly protecting the confidentiality, availability, and integrity of assets from threats and vulnerabilities. Over 150 managed and versioned documents covering every aspect of the ISMS were written, discussed, practiced, reviewed and signed off before being examined and questioned by the auditor.
The auditor stated in the final report, “The objectives of the assessment were achieved and with consideration to any noted issues or raised findings, the sampled areas of the management system demonstrated a good level of conformance and effectiveness. The management system remains supportive of the organisation and its business and service management objectives.” On a slightly more upbeat note, Gavin Mclachlan, Vice-Principal and Chief Information Officer, and Librarian to the University said by email, “Congratulations to you and the whole team on the ISO 27001 certification. That is a great achievement.”
The Digital Research Services programme has invested in the Data Safe Haven to allow University researchers to conduct cutting edge research, access sensitive data from external providers and facilitate new research partnerships and innovation. Researchers are expected to include Data Safe Haven costs in funded grant proposals to achieve some cost recovery for the University. To find out if your project is a candidate for use of the Data Safe Haven contact email@example.com or the IS Helpline.
Data Librarian and Head, Research Data Support